Maryland | 001-35151 | 27-5254382 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c) |
Securities registered pursuant to Section 12(b) of the Act: | ||||
Title of each class: | Trading Symbols: | Name of each exchange on which registered: | ||
Common Stock, $0.01 par value per share | MITT | New York Stock Exchange (NYSE) | ||
8.25% Series A Cumulative Redeemable Preferred Stock | MITT PrA | New York Stock Exchange (NYSE) | ||
8.00% Series B Cumulative Redeemable Preferred Stock | MITT PrB | New York Stock Exchange (NYSE) |
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
1. | election of the board of directors, with each director serving a one-year term and until his or her successor is elected and qualified; |
2. | ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019; and |
3. | approval, on an advisory basis, of the Company’s executive compensation. |
1. | Election of Directors: |
Director | Votes For | Votes Withheld | Broker Non-Votes | |||
Arthur Ainsberg | 19,106,213 | 343,218 | 8,265,594 | |||
Andrew L. Berger | 18,799,282 | 650,149 | 8,265,594 | |||
T.J. Durkin | 17,723,134 | 1,726,297 | 8,265,594 | |||
Debra Hess | 19,150,418 | 299,013 | 8,265,594 | |||
Joseph LaManna | 18,839,308 | 610,123 | 8,265,594 | |||
Peter Linneman | 18,834,239 | 615,192 | 8,265,594 | |||
David N. Roberts | 18,526,090 | 923,341 | 8,265,594 | |||
Brian C. Sigman | 16,304,983 | 3,144,448 | 8,265,594 |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019: |
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
27,307,237 | 363,182 | 44,606 | -0- |
3. | Approval, on an advisory basis, of the Company’s executive compensation: |
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
18,663,919 | 639,211 | 146,301 | 8,265,594 |
AG MORTGAGE INVESTMENT TRUST, INC. | |||
Date: May 7, 2019 | By: | /s/ Raul E. Moreno | |
Name: Raul E. Moreno | |||
Title: General Counsel and Secretary |